| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2023-02-22 | - |
| Rep | 證券交易 | 2023-02-22 | - | |
| FULBRIGHT SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-02-23 | 2022-12-09 |
| Rep | 證券交易 | 2016-05-20 | 2022-12-09 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-02-26 | 2016-05-06 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2014-09-03 | 2016-01-08 |
| Rep | 證券交易 | 2014-09-03 | 2016-01-08 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2014-09-03 | 2016-01-08 |
| iBest Consultants Limited | Rep | 證券交易 | 2009-09-02 | 2014-08-23 |
| Rep | 就證券提供意見 | 2006-09-08 | 2014-08-23 | |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2006-07-25 | 2006-09-04 |
已採集記錄中暫無金管局登記。