| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED | RO | 就機構融資提供意見 | 2022-04-21 | - |
| Rep | 就機構融資提供意見 | 2020-06-29 | 2022-04-21 | |
| DRACO CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2019-02-18 | 2020-05-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2011-05-26 | 2018-12-28 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-01-27 | 2018-12-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-01-27 | 2018-12-28 |