| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Leeds Securities Investment Limited | RO | 證券交易 | 2019-10-08 | 2019-10-31 |
| RO | 證券交易 | 2018-09-20 | 2019-08-29 | |
| Leeds Fund International Limited | RO | 就證券提供意見 | 2017-09-25 | 2019-08-29 |
| Original Group Securities Limited | RO | 證券交易 | 2016-12-15 | 2017-03-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-08-19 | 2014-07-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-05-03 | 2014-07-22 |
| Rep | 槓桿式外匯交易 | 2010-05-03 | 2014-07-22 |