| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MoneyMore Asset Management Limited | RO | 就證券提供意見 | 2025-04-11 | - |
| RO | 提供資產管理 | 2025-04-11 | - | |
| MONEYMORE SECURITIES LIMITED | RO | 證券交易 | 2024-05-16 | - |
| Rep | 證券交易 | 2024-03-12 | 2024-05-16 | |
| Prior Asset Management Limited | RO | 就證券提供意見 | 2022-12-12 | 2024-02-16 |
| RO | 提供資產管理 | 2022-12-12 | 2024-02-16 | |
| Prior Securities Limited | RO | 證券交易 | 2022-07-14 | 2024-02-16 |
| WK FUND MANAGEMENT LIMITED | RO | 就證券提供意見 | 2019-01-03 | 2021-07-02 |
| RO | 提供資產管理 | 2019-01-03 | 2021-07-02 | |
| WK SECURITIES LIMITED | RO | 就證券提供意見 | 2018-04-03 | 2021-07-02 |
| RO | 證券交易 | 2017-10-13 | 2021-07-02 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2011-10-21 | 2017-05-27 |
| Rep | 槓桿式外匯交易 | 2008-08-27 | 2017-05-27 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-10-05 | 2017-05-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-10-05 | 2017-05-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2006-11-06 | 2007-08-18 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-11-06 | 2007-08-18 |
已採集記錄中暫無金管局登記。