| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2021-04-01 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2021-04-01 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2012-04-23 | 2020-01-23 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-02-27 | 2021-03-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-06-20 | 2021-03-23 |
| VICTORFIELD SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-19 | |
| Rep | 證券交易 | 2003-04-01 | 2003-06-19 |