| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iBest Investment Services Limited | Rep | 槓桿式外匯交易 | 2017-08-17 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-01-28 | 2020-01-23 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-08-13 |
| Rep | 提供資產管理 | - | 2003-08-13 | |
| Rep | 提供自動化交易服務 | - | 2003-08-13 | |
| Rep | 期貨合約交易 | - | 2021-03-18 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-08-13 |
| Rep | 就證券提供意見 | - | 2003-08-13 | |
| Rep | 提供資產管理 | - | 2003-08-13 | |
| Rep | 提供自動化交易服務 | - | 2003-08-13 | |
| Rep | 證券交易 | - | 2021-03-18 |