| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WK FUND MANAGEMENT LIMITED | RO | 就證券提供意見 | 2020-09-25 | - |
| RO | 提供資產管理 | 2020-09-25 | - | |
| Rep | 提供資產管理 | 2019-01-07 | 2020-09-25 | |
| WK SECURITIES LIMITED | RO | 就證券提供意見 | 2018-04-03 | - |
| RO | 證券交易 | 2017-10-13 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2010-11-17 | 2017-08-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-02-01 | 2017-08-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-02-01 | 2017-08-15 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2008-12-19 | 2010-01-15 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2008-04-02 | 2010-01-15 |
已採集記錄中暫無金管局登記。