| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UNITED GAIN INVESTMENT LIMITED | Rep | 就證券提供意見 | 2016-01-13 | 2021-02-28 |
| Rep | 提供資產管理 | 2016-01-13 | 2021-02-28 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2011-05-23 | 2011-10-29 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-11-22 | 2011-10-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-10-15 | 2011-10-29 |
| Telecom King Securities Limited | Rep | 證券交易 | 2009-12-31 | 2010-09-30 |