| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MOUETTE SECURITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2026-06-26 | - |
| Rep | 證券交易 | 2026-02-23 | - | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2021-08-23 | 2025-01-28 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2021-08-23 | 2025-01-28 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-09-28 | 2021-02-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2009-09-28 | 2020-01-23 |
| Rep | 證券交易 | 2009-09-28 | 2021-02-25 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2009-01-21 | 2009-04-08 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-11-07 | 2009-04-08 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2008-11-07 | 2009-04-08 |
已採集記錄中暫無金管局登記。