| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2016-05-04 | 2017-06-16 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2016-05-04 | 2017-06-16 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2013-06-10 | 2015-07-06 |
| Rep | 證券交易 | 2012-03-07 | 2015-07-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-12-12 | 2011-11-23 |
| Rep | 槓桿式外匯交易 | 2006-12-12 | 2011-11-23 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2006-10-18 | 2011-11-23 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2005-03-30 | 2006-09-20 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2004-03-24 | 2005-03-29 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2004-03-24 | 2004-12-09 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2003-12-06 | 2004-03-18 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-12-04 |
| Rep | 提供資產管理 | - | 2003-12-04 |
| Rep | 期貨合約交易 | - | 2004-03-18 |