| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GREAT BAY SECURITIES LIMITED | RO | 就證券提供意見 | 2022-07-19 | - |
| RO | 提供資產管理 | 2022-07-19 | - | |
| RO | 證券交易 | 2022-07-19 | - | |
| Rep | 就證券提供意見 | 2022-04-26 | 2022-07-19 | |
| Rep | 提供資產管理 | 2022-04-26 | 2022-07-19 | |
| Rep | 證券交易 | 2022-04-26 | 2022-07-19 | |
| Meta Elephant Capital Limited | RO | 就證券提供意見 | 2021-04-14 | 2022-03-16 |
| RO | 提供資產管理 | 2021-04-14 | 2022-03-16 | |
| Rep | 就證券提供意見 | 2021-04-01 | 2021-04-14 | |
| Rep | 提供資產管理 | 2021-04-01 | 2021-04-14 | |
| I Win Asset Management Limited | RO | 就證券提供意見 | 2021-01-25 | 2021-02-01 |
| RO | 提供資產管理 | 2021-01-25 | 2021-02-01 | |
| I WIN SECURITIES LIMITED | RO | 證券交易 | 2020-05-07 | 2021-02-01 |
| Rep | 證券交易 | 2020-02-24 | 2020-05-07 | |
| KILMOREY ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2019-04-30 | 2020-01-06 |
| KILMOREY SECURITIES LIMITED | RO | 就證券提供意見 | 2019-04-30 | 2019-12-03 |
| RO | 證券交易 | 2019-04-30 | 2019-12-03 | |
| KILMOREY ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2019-03-22 | 2019-04-30 |
| KILMOREY SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-03-22 | 2019-04-30 |
| Rep | 證券交易 | 2019-03-22 | 2019-04-30 | |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | 提供資產管理 | 2017-10-30 | 2019-03-15 |
| RO | 就證券提供意見 | 2017-07-28 | 2019-03-15 | |
| RO | 證券交易 | 2017-07-28 | 2019-03-15 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-06-30 | 2017-03-16 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-06-30 | 2017-03-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-07-16 | 2015-06-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-07-16 | 2015-06-18 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2009-08-17 | 2010-07-08 |
| Rep | 證券交易 | 2009-08-17 | 2010-07-08 | |
| iBest Securities Company Limited | Rep | 證券交易 | 2004-12-14 | 2009-08-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-01-28 | 2009-08-06 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-08-19 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-19 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-19 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2009-08-06 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-19 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-19 | |
| Rep | 證券交易 | 2003-04-01 | 2009-08-06 |
已採集記錄中暫無金管局登記。