| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Premia Partners Company Limited | Rep | 證券交易 | 2021-04-01 | - |
| Rep | 證券交易 | 2019-01-18 | 2021-01-30 | |
| GF International Investment Management Limited | Rep | 提供資產管理 | 2018-02-02 | 2019-01-13 |
| Rep | 證券交易 | 2018-01-18 | 2019-01-13 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2017-09-29 | 2017-12-01 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2017-09-29 | 2017-12-01 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2014-11-11 | 2017-09-21 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2014-11-11 | 2017-09-21 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-04-15 | 2014-11-05 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-04-15 | 2014-11-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2011-05-20 | 2012-06-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2006-06-13 | 2012-06-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-06-13 | 2012-06-07 |
已採集記錄中暫無金管局登記。