Chong, Sze Wai 莊思偉 Hong Kong SFC License Details (ID 82146)

Chong, Sze Wai 莊思偉 Hong Kong SFC License Details (ID 82146)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	證券交易	2014-03-17	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2014-03-17	-
MIB FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2013-10-29	2014-01-23
GOLDEN MOUNTAIN FINANCIAL LIMITED	Rep	期貨合約交易	2013-04-15	2013-09-20
WING FUNG FUTURES LIMITED	Rep	期貨合約交易	2012-10-18	2012-11-19
WING FUNG SECURITIES LIMITED	Rep	證券交易	2012-10-18	2012-11-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2010-04-15	2012-09-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2010-04-15	2012-09-29
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	期貨合約交易	2010-01-25	2011-05-03
	Rep	證券交易	2010-01-25	2011-05-03
KGI ASIA LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-06-03
	Rep	就證券提供意見	2003-04-01	2003-06-03
	Rep	提供資產管理	2003-04-01	2003-06-03
	Rep	證券交易	2003-04-01	2003-06-03
KGI FUTURES (HONG KONG) LIMITED	Rep	就期貨合約提供意見	2003-04-01	2003-06-03
	Rep	提供資產管理	2003-04-01	2003-06-03
	Rep	期貨合約交易	2003-04-01	2003-06-03