| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2021-03-15 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2021-03-15 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-04-15 | 2021-03-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-04-15 | 2021-03-03 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 期貨合約交易 | 2008-03-13 | 2011-05-03 |
| Rep | 證券交易 | 2008-03-13 | 2011-05-03 | |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2007-09-12 | 2008-02-13 |
| Rep | 證券交易 | 2007-09-12 | 2008-02-13 | |
| BOCOM International Holdings Company Limited | Rep | 期貨合約交易 | 2006-01-16 | 2008-02-13 |
| Rep | 證券交易 | 2006-01-16 | 2008-02-13 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2004-05-03 | 2006-01-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2004-05-03 | 2006-01-01 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2003-12-29 | 2004-04-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-12-29 | 2004-04-26 |
已採集記錄中暫無金管局登記。