| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-03-04 | - |
| Rep | 期貨合約交易 | 2019-11-13 | - | |
| Rep | 證券交易 | 2019-11-13 | - | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2015-08-25 | 2019-09-04 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-08-25 | 2019-09-04 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2015-08-25 | 2019-09-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2012-03-23 | 2015-08-06 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-10-30 | 2015-08-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-10-30 | 2015-08-06 |