| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| I Win Asset Management Limited | RO | 就證券提供意見 | 2023-12-13 | - |
| RO | 提供資產管理 | 2023-12-13 | - | |
| Rep | 就證券提供意見 | 2021-07-20 | 2023-12-13 | |
| Rep | 提供資產管理 | 2021-03-01 | 2023-12-13 | |
| I WIN SECURITIES LIMITED | RO | 證券交易 | 2018-08-06 | - |
| Rep | 證券交易 | 2018-03-16 | 2018-08-06 | |
| iBest Investment Services Limited | Rep | 槓桿式外匯交易 | 2017-07-12 | 2018-03-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-04-23 | 2018-03-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-08-14 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-14 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2018-03-13 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-14 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-14 | |
| Rep | 證券交易 | 2003-04-01 | 2018-03-13 |
已採集記錄中暫無金管局登記。