| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2011-01-20 | 2013-06-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-07-27 | 2013-06-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-07-27 | 2013-06-13 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-07-28 | 2010-06-19 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-07-28 | 2010-06-19 |