| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-08-23 | 2012-12-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-08-23 | 2012-12-07 |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期貨合約交易 | 2004-02-16 | 2004-08-16 |
| Rep | 就機構融資提供意見 | - | 2003-09-23 | |
| Rep | 就證券提供意見 | - | 2003-09-23 | |
| Rep | 提供資產管理 | - | 2003-09-23 | |
| Rep | 提供自動化交易服務 | - | 2003-09-23 | |
| Rep | 證券交易 | - | 2004-08-16 |