| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2010-07-05 | 2013-10-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2003-12-03 | 2013-10-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-12-03 | 2013-10-24 |
| KGI ASIA LIMITED | Rep | 提供自動化交易服務 | 2003-05-19 | 2003-07-21 |
| Rep | 證券交易 | 2003-05-19 | 2003-10-14 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-05-19 | 2003-10-14 |