| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2021-03-17 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2021-03-17 | - |
| iBest Investment Services Limited | Rep | 槓桿式外匯交易 | 2017-07-24 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2006-03-14 | 2019-11-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2006-01-10 | 2021-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-01-10 | 2021-03-10 |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2005-04-20 | 2005-11-26 |
已採集記錄中暫無金管局登記。