| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2026-05-11 | - |
| Rep | 期貨合約交易 | 2026-05-11 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2026-05-11 | - |
| Rep | 證券交易 | 2026-05-11 | - | |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2021-07-02 | 2026-04-10 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2021-05-03 | 2026-04-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-05-03 | 2026-04-10 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-04-21 | 2026-04-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-04-21 | 2026-04-10 |
| iBest Investment Services Limited | Rep | 槓桿式外匯交易 | 2017-06-09 | 2018-02-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2006-11-17 | 2019-10-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-08-26 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-26 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-26 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2021-03-15 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-26 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-26 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-26 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-26 | |
| Rep | 證券交易 | 2003-04-01 | 2021-03-15 | |
| iBest Securities Company Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-26 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-26 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-26 | |
| Rep | 證券交易 | 2003-04-01 | 2018-02-15 |
已採集記錄中暫無金管局登記。