| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2018-08-01 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-08-01 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-07-12 | - |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2018-07-12 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-07-12 | - |
| iBest Investment Services Limited | Rep | 槓桿式外匯交易 | 2017-07-20 | 2018-06-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2012-08-30 | 2018-06-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-12-07 | 2018-06-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-12-07 | 2018-06-11 |