| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 期貨合約交易 | 2015-06-02 | 2017-08-26 |
| Rep | 證券交易 | 2015-06-02 | 2017-08-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2012-02-28 | 2014-10-31 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 證券交易 | 2011-11-09 | 2014-10-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-06-08 | 2014-10-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-06-08 | 2014-10-31 |