| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2012-05-21 | 2017-04-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2012-05-21 | 2017-04-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-04-12 | 2011-11-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-04-12 | 2011-11-20 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-08-06 | 2011-03-21 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-08-06 | 2011-03-21 |