| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mighty Fountain Capital Limited | RO | 就證券提供意見 | 2021-10-27 | 2026-01-27 |
| RO | 提供資產管理 | 2021-10-27 | 2026-01-27 | |
| RO | 證券交易 | 2021-10-27 | 2026-01-27 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-10-23 | 2021-10-15 |
| Rep | 槓桿式外匯交易 | 2011-01-24 | 2019-12-24 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2006-01-24 | 2021-10-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-01-24 | 2021-10-15 |