| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2021-07-30 | - |
| Rep | 證券交易 | 2021-04-09 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2021-04-09 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-10-28 | 2021-03-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-07-14 | 2021-03-19 |
已採集記錄中暫無金管局登記。