| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EAST ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2023-02-28 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2023-02-28 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2009-10-16 | 2019-11-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-05-06 | 2021-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-05-06 | 2021-03-10 |