| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2021-04-30 | 2025-01-12 |
| Rep | 證券交易 | 2021-03-30 | 2025-01-12 | |
| Mirae Asset Securities (HK) Limited | Rep | 提供資產管理 | 2018-12-28 | 2020-11-19 |
| Rep | 證券交易 | 2018-12-28 | 2020-11-19 | |
| VMS Securities Limited | Rep | 提供資產管理 | 2017-12-08 | 2018-10-19 |
| Rep | 證券交易 | 2017-12-08 | 2018-10-19 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2012-03-15 | 2013-10-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-06-14 | 2013-10-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-06-14 | 2015-01-09 |