Personnel Hong Kong SFC License Details (ID 82276)

Personnel Hong Kong SFC License Details (ID 82276)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CMB INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2021-05-28	2022-02-07
CMB International Securities Limited	Rep	證券交易	2021-05-28	2022-02-07
iBest Investment Services Limited	Rep	槓桿式外匯交易	2017-07-24	2019-01-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就證券提供意見	2011-08-18	2021-04-14
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2010-05-04	2021-04-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	槓桿式外匯交易	2010-05-04	2019-10-16
	Rep	證券交易	2010-05-04	2021-04-14
PHILLIP COMMODITIES (HK) LIMITED	Rep	槓桿式外匯交易	2009-03-18	2010-04-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2009-03-18	2010-04-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2007-04-13	2010-04-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2007-04-13	2010-04-02
EAST ASIA SECURITIES COMPANY LIMITED	Rep	證券交易	2006-04-19	2007-03-31