| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2021-03-15 | 2025-11-18 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2021-03-15 | 2025-11-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2011-03-11 | 2019-11-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-07-29 | 2021-03-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-05-06 | 2021-03-12 |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2004-04-02 | 2006-01-12 |