| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 證券交易 | 2017-09-05 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-09-05 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-04-21 | 2017-08-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-10-06 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-06 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-10-06 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2017-08-24 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-29 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-29 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-09-29 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-06 | |
| Rep | 證券交易 | 2003-04-01 | 2017-08-24 |
已採集記錄中暫無金管局登記。