| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HALCYON SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-03-25 | 2025-10-17 |
| Rep | 期貨合約交易 | 2014-03-25 | 2025-10-17 | |
| Rep | 證券交易 | 2014-03-25 | 2025-10-17 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2012-02-28 | 2014-03-15 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 證券交易 | 2011-11-07 | 2014-03-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-07-28 | 2014-03-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-10-22 | 2014-03-15 |