| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2021-03-29 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2021-03-29 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-04-06 | 2021-02-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-12-14 | 2021-02-26 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-10-24 | 2012-08-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-06-22 | 2012-08-02 |