| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SR Wealth Securities Limited | RO | 就證券提供意見 | 2024-05-20 | - |
| RO | 提供資產管理 | 2024-05-20 | - | |
| RO | 期貨合約交易 | 2024-05-20 | - | |
| RO | 證券交易 | 2024-05-20 | - | |
| Rep | 就證券提供意見 | 2024-03-13 | 2024-05-20 | |
| Rep | 提供資產管理 | 2024-03-13 | 2024-05-20 | |
| Rep | 期貨合約交易 | 2024-03-13 | 2024-05-20 | |
| Rep | 證券交易 | 2024-03-13 | 2024-05-20 | |
| Z Capital Global Limited | RO | 就證券提供意見 | 2020-03-19 | 2023-05-22 |
| RO | 提供資產管理 | 2020-03-19 | 2023-05-22 | |
| Zynergy Asset Management Limited | RO | 提供資產管理 | 2017-02-06 | 2020-03-13 |
| Rep | 提供資產管理 | 2013-11-28 | 2017-02-06 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-22 | 2012-12-21 |
| Rep | 證券交易 | 2012-06-22 | 2012-12-21 | |
| Rep | 槓桿式外匯交易 | 2012-06-22 | 2012-12-21 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2012-03-07 | 2012-12-21 |
| Rep | 證券交易 | 2012-03-07 | 2012-12-21 | |
| Rep | 槓桿式外匯交易 | 2012-03-07 | 2012-12-21 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-01-23 | 2012-02-21 |
| Rep | 槓桿式外匯交易 | 2006-11-09 | 2012-02-21 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2006-08-30 | 2012-02-21 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2004-08-23 | 2006-07-31 |
| CELESTIAL COMMODITIES LIMITED | Rep | 提供自動化交易服務 | 2003-12-05 | 2004-03-02 |
| Rep | 期貨合約交易 | 2003-12-05 | 2004-08-17 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2003-07-28 | 2003-11-26 |
已採集記錄中暫無金管局登記。