| EMPEROR FUTURES LIMITED | RO | 就期貨合約提供意見 | 2023-01-05 | 2025-04-24 |
| Emperor Wealth Management Limited | RO | 就證券提供意見 | 2023-01-05 | 2025-04-24 |
| RO | 證券交易 | 2023-01-05 | 2025-04-24 |
| Emperor Asset Management Limited | RO | 提供資產管理 | 2022-07-11 | 2025-04-24 |
| EMPEROR FUTURES LIMITED | RO | 期貨合約交易 | 2022-07-11 | 2025-04-24 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就證券提供意見 | 2022-07-11 | 2025-04-24 |
| RO | 證券交易 | 2022-07-11 | 2025-04-24 |
| Emperor Asset Management Limited | Rep | 提供資產管理 | 2022-02-28 | 2022-07-11 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2022-02-28 | 2022-07-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2022-02-28 | 2022-07-11 |
| Rep | 證券交易 | 2022-02-28 | 2022-07-11 |
| ARTA GLOBAL MARKETS LIMITED | RO | 就證券提供意見 | 2018-01-16 | 2021-09-06 |
| RO | 提供資產管理 | 2018-01-16 | 2021-09-06 |
| Arta Corporate Advisory Limited | RO | 就機構融資提供意見 | 2017-12-07 | 2021-09-06 |
| Arta Global Futures Limited | RO | 期貨合約交易 | 2016-11-29 | 2021-09-06 |
| ARTA GLOBAL MARKETS LIMITED | RO | 證券交易 | 2016-11-29 | 2021-09-06 |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2016-10-20 | 2016-11-29 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2016-10-20 | 2016-11-29 |
| THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | 證券交易 | 2016-08-25 | 2016-09-30 |
| Mason Securities Limited | RO | 就證券提供意見 | 2016-07-12 | 2016-09-30 |
| RO | 證券交易 | 2016-07-12 | 2016-09-30 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2016-07-12 | 2016-09-30 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-08-25 | 2015-09-25 |
| Rep | 期貨合約交易 | 2015-08-25 | 2015-09-25 |
| Rep | 證券交易 | 2015-08-25 | 2015-09-25 |
| Mason Securities Limited | RO | 就證券提供意見 | 2013-10-29 | 2015-08-14 |
| RO | 證券交易 | 2013-04-15 | 2015-08-14 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2013-04-15 | 2015-08-14 |
| Mason Securities Limited | Rep | 證券交易 | 2012-07-05 | 2013-04-15 |
| Rep | 就證券提供意見 | 2012-07-05 | 2013-10-29 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2012-07-05 | 2013-04-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2012-02-27 | 2012-05-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-05-16 | 2012-05-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2011-03-30 | 2012-05-08 |
| Rep | 證券交易 | 2011-03-30 | 2012-05-08 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | 期貨合約交易 | 2011-01-24 | 2011-02-15 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 證券交易 | 2010-10-27 | 2011-02-15 |
| Rep | 就證券提供意見 | 2010-08-16 | 2011-02-15 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2009-12-22 | 2011-01-24 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-12-22 | 2010-10-27 |
| WING FUNG FINTECH LIMITED | Rep | 槓桿式外匯交易 | 2009-10-07 | 2009-12-01 |
| WING FUNG FUTURES LIMITED | Rep | 期貨合約交易 | 2009-10-07 | 2009-12-01 |
| WING FUNG SECURITIES LIMITED | Rep | 證券交易 | 2009-10-07 | 2009-12-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-07-28 | 2009-10-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-10-06 |
| Rep | 提供資產管理 | - | 2003-10-06 |
| Rep | 提供自動化交易服務 | - | 2003-10-06 |
| Rep | 期貨合約交易 | - | 2009-10-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-09-29 |
| Rep | 提供資產管理 | - | 2003-09-29 |
| Rep | 提供自動化交易服務 | - | 2003-09-29 |
| Rep | 就證券提供意見 | - | 2003-10-06 |
| Rep | 證券交易 | - | 2009-10-01 |