| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2021-03-31 | 2021-07-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-03-31 | 2021-07-02 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2010-07-30 | 2012-03-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2010-07-30 | 2012-03-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-03-10 | 2021-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2008-03-10 | 2019-11-19 |
| Rep | 證券交易 | 2008-03-10 | 2021-03-10 |