| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GREATER CHINA SECURITIES LIMITED | RO | 證券交易 | 2024-10-03 | - |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2019-09-16 | 2021-10-01 |
| RO | 證券交易 | 2019-09-16 | 2021-10-01 | |
| Rep | 就證券提供意見 | 2018-04-06 | 2019-09-16 | |
| Rep | 證券交易 | 2018-04-06 | 2019-09-16 | |
| Rep | 提供資產管理 | 2018-04-06 | 2021-10-01 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2012-04-02 | 2017-08-11 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-04-02 | 2017-08-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-10-08 | 2012-03-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-10-08 | 2012-03-24 |
已採集記錄中暫無金管局登記。