Tam, Joe Tsz Wing 譚子泳 Hong Kong SFC License Details (ID 82318)

Tam, Joe Tsz Wing 譚子泳 Hong Kong SFC License Details (ID 82318)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
KGI ASIA LIMITED	Rep	證券交易	2021-04-27	-
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2021-04-27	-
iBest Investment Services Limited	Rep	槓桿式外匯交易	2017-07-26	2019-01-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2007-06-05	2021-04-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	槓桿式外匯交易	2007-06-05	2019-10-16
	Rep	證券交易	2007-06-05	2021-04-14
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2005-08-29	2007-05-16
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	槓桿式外匯交易	2005-08-29	2007-05-16
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2005-08-29	2007-05-16
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2004-09-07	2005-08-15
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	槓桿式外匯交易	2004-01-02	2005-08-15
	Rep	就期貨合約提供意見	2003-04-01	2003-06-11
	Rep	提供資產管理	2003-04-01	2003-06-11
	Rep	期貨合約交易	2003-04-01	2005-08-15
CHINA EVERBRIGHT FOREX LIMITED	Rep	槓桿式外匯交易	2003-04-01	2004-03-19