Personnel Hong Kong SFC License Details (ID 82326)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
KGI ASIA LIMITED	Rep	證券交易	2018-05-02	2022-01-31
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2018-05-02	2022-01-31
BOA INTERNATIONAL SECURITIES LIMITED	Rep	期貨合約交易	2017-05-10	2018-04-18
	Rep	證券交易	2017-05-10	2018-04-18
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2015-02-05	2017-03-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2015-02-05	2017-03-31
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2014-05-09	2014-11-28
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2014-05-09	2014-11-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	槓桿式外匯交易	2004-04-23	2007-06-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2003-07-23	2013-08-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2003-07-23	2013-08-17
CES Commodities (HK) Limited	Rep	就期貨合約提供意見	-	2003-05-28
	Rep	提供資產管理	-	2003-05-28
	Rep	期貨合約交易	-	2003-05-28
CES Forex (HK) Limited	Rep	槓桿式外匯交易	-	2003-05-28
Everbright Securities Investment Services (HK) Limited	Rep	就機構融資提供意見	-	2003-05-28
	Rep	就證券提供意見	-	2003-05-28
	Rep	提供資產管理	-	2003-05-28
	Rep	提供自動化交易服務	-	2003-05-28
	Rep	證券交易	-	2003-05-28