| EAST ASIA SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2023-11-03 | - |
| EAST ASIA FUTURES LIMITED | RO | 期貨合約交易 | 2022-11-23 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | RO | 證券交易 | 2022-11-23 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | 就期貨合約提供意見 | 2018-03-07 | 2021-12-10 |
| RO | 期貨合約交易 | 2017-01-24 | 2021-12-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 證券交易 | 2017-01-24 | 2021-12-10 |
| iBest Securities Company Limited | RO | 證券交易 | 2017-01-24 | 2018-10-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-01-29 | 2019-10-18 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-10-06 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-06 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-10-06 |
| Rep | 期貨合約交易 | 2003-04-01 | 2017-01-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-29 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-29 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-09-29 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-06 |
| Rep | 證券交易 | 2003-04-01 | 2017-01-24 |