| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2019-11-12 | 2021-03-08 |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2019-07-15 | 2019-08-02 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2019-07-15 | 2019-08-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2009-10-16 | 2019-06-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-04-11 | 2019-06-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-04-11 | 2019-06-16 |