| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2010-11-19 | 2012-06-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-09-30 | 2012-06-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-09-30 | 2012-06-22 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-03-24 | 2010-08-02 |
| Mason Securities Limited | Rep | 證券交易 | 2010-03-09 | 2010-08-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-06-28 | 2010-03-07 |
| Rep | 槓桿式外匯交易 | 2006-06-28 | 2010-03-07 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2004-01-02 |
| TSE'S SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-02 |
| Rep | 就證券提供意見 | - | 2004-01-02 |
| Rep | 提供資產管理 | - | 2004-01-02 |
| Rep | 證券交易 | - | 2004-01-02 |