| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2021-04-14 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2021-04-14 | - |
| iBest Investment Services Limited | RO | 槓桿式外匯交易 | 2016-12-06 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-12-17 | 2021-03-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2007-04-18 | 2019-11-19 |
| Rep | 證券交易 | 2007-04-18 | 2021-03-29 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2004-10-08 | 2005-10-10 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2005-10-10 |