| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2025-11-07 | - |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2020-11-17 | - |
| Rep | 提供資產管理 | 2020-11-17 | - | |
| Rep | 就期貨合約提供意見 | 2020-11-17 | 2025-12-18 | |
| HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | 就機構融資提供意見 | 2016-08-22 | 2019-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2016-08-22 | 2020-06-11 |
| Rep | 槓桿式外匯交易 | 2011-06-03 | 2014-03-19 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-01-21 | 2014-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-07-24 | 2023-07-20 |
已採集記錄中暫無金管局登記。