Personnel SFC Licences and HKMA Registrations (ID 82341)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2023-04-21	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就證券提供意見	2023-04-21	-
	Rep	證券交易	2023-04-21	-
FIL Investment Management (Hong Kong) Limited	Rep	證券交易	2023-01-10	2023-01-16
SoFi Securities (Hong Kong) Limited	Rep	就證券提供意見	2020-03-13	2022-11-25
	Rep	證券交易	2020-01-15	2022-11-25
VALUABLE CAPITAL LIMITED	Rep	期貨合約交易	2019-12-16	2019-12-31
	Rep	證券交易	2019-12-16	2019-12-31
Glory Sun Securities Limited	Rep	提供資產管理	2018-10-05	2019-10-25
	Rep	期貨合約交易	2018-10-05	2019-10-25
	Rep	證券交易	2018-09-13	2019-10-25
BOCI SECURITIES LIMITED	Rep	證券交易	2017-10-18	2018-08-24
Soochow Securities International Brokerage Limited	Rep	證券交易	2016-03-10	2017-09-25
Soochow Securities International Futures Limited	Rep	期貨合約交易	2016-03-10	2017-09-25
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2012-03-19	2016-02-29
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2012-03-19	2016-02-29
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2012-01-06	2012-03-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2012-01-06	2012-03-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2012-01-06	2012-03-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	槓桿式外匯交易	2011-05-26	2011-12-14
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2011-02-25	2011-12-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2011-02-25	2011-12-14
WING FUNG FUTURES LIMITED	Rep	期貨合約交易	2010-10-25	2011-01-13
WING FUNG SECURITIES LIMITED	Rep	證券交易	2010-10-25	2011-01-13
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2010-05-04	2010-07-15
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2010-05-04	2010-07-15

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。