| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ACAMHK Limited | RO | 提供資產管理 | 2023-06-23 | - |
| Springwell Capital Limited | RO | 提供資產管理 | 2021-01-28 | 2021-12-01 |
| BOA INTERNATIONAL SECURITIES LIMITED | RO | 期貨合約交易 | 2018-05-30 | 2019-06-04 |
| RO | 證券交易 | 2018-05-30 | 2019-06-04 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2007-07-24 | 2017-07-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2003-12-16 | 2017-07-26 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2003-09-02 | 2007-10-09 |
| Rep | 提供資產管理 | 2003-09-02 | 2007-10-09 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-08-28 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-28 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-28 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2018-05-16 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-28 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-29 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2018-05-16 | |
| Rep | 證券交易 | 2003-04-01 | 2018-05-16 | |
| iBest Securities Company Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-28 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-28 | |
| Rep | 證券交易 | 2003-04-01 | 2018-05-16 |
已採集記錄中暫無金管局登記。