| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2016-05-19 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2015-01-06 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2015-01-06 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-06-21 | 2014-12-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-06-21 | 2014-12-30 |
| ZEAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-10-19 | 2010-12-31 |
| Rep | 提供資產管理 | 2010-10-19 | 2010-12-31 |