Wong, Nick Ho Ki 黃灝基
證監會中央編號:ADR217
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | Rep | 證券交易 | 2019-07-16 | 2022-02-07 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-04-01 | - |
| CMB International Securities Limited | Rep | 證券交易 | 2019-04-01 | - |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2017-08-15 | 2018-02-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2017-08-15 | 2018-02-07 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-10-12 | 2017-03-10 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2016-10-12 | 2017-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-04-23 | 2007-06-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-10-06 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-06 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-10-06 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2016-09-08 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-29 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-29 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-09-29 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-06 | |
| Rep | 證券交易 | 2003-04-01 | 2016-09-08 |