| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| I Win Asset Management Limited | RO | 提供資產管理 | 2021-01-25 | 2021-07-25 |
| RO | 就證券提供意見 | 2021-01-25 | 2022-07-31 | |
| I WIN SECURITIES LIMITED | RO | 證券交易 | 2017-07-19 | 2022-07-31 |
| iBest Securities Company Limited | RO | 證券交易 | 2016-02-05 | 2017-01-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-07-22 | 2017-01-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 證券交易 | 2008-09-02 | 2017-01-31 |
| Rep | 證券交易 | 2008-04-17 | 2008-09-02 | |
| CHONG HING SECURITIES LIMITED | RO | 證券交易 | 2003-10-14 | 2006-06-30 |