| EAST ASIA FUTURES LIMITED | RO | 期貨合約交易 | 2024-02-29 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2023-11-03 | - |
| EAST ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2023-08-25 | 2024-02-29 |
| EAST ASIA SECURITIES COMPANY LIMITED | RO | 證券交易 | 2023-08-25 | - |
| Huafu International Securities Limited | RO | 就證券提供意見 | 2021-12-09 | 2022-09-18 |
| RO | 證券交易 | 2021-07-27 | 2022-09-18 |
| Rep | 就證券提供意見 | 2021-04-19 | 2021-12-09 |
| Rep | 證券交易 | 2021-03-11 | 2021-07-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2012-07-25 | 2019-12-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-05-21 | 2020-08-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-05-21 | 2020-08-31 |